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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 93-1823
- --------
- MISSOURI, et al., PETITIONERS v. KALIMA
- JENKINS et al.
- on writ of certiorari to the united states court
- of appeals for the eighth circuit
- [June 12, 1995]
-
- Justice Thomas, concurring.
- It never ceases to amaze me that the courts are so
- willing to assume that anything that is predominantly
- black must be inferior. Instead of focusing on remedy-
- ing the harm done to those black schoolchildren injured
- by segregation, the District Court here sought to convert
- the Kansas City, Missouri, School District (KCMSD) into
- a -magnet district- that would reverse the -white flight-
- caused by desegregation. In this respect, I join the
- Court's decision concerning the two remedial issues
- presented for review. I write separately, however, to
- add a few thoughts with respect to the overall course of
- this litigation. In order to evaluate the scope of the
- remedy, we must understand the scope of the constitu-
- tional violation and the nature of the remedial powers
- of the federal courts.
- Two threads in our jurisprudence have produced this
- unfortunate situation, in which a District Court has
- taken it upon itself to experiment with the education of
- the KCMSD's black youth. First, the court has read our
- cases to support the theory that black students suffer an
- unspecified psychological harm from segregation that
- retards their mental and educational development. This
- approach not only relies upon questionable social science
- research rather than constitutional principle, but it also
- rests on an assumption of black inferiority. Second, we
- have permitted the federal courts to exercise virtually
- unlimited equitable powers to remedy this alleged
- constitutional violation. The exercise of this authority
- has trampled upon principles of federalism and the
- separation of powers and has freed courts to pursue
- other agendas unrelated to the narrow purpose of
- precisely remedying a constitutional harm.
-
- I
-
- A
- The mere fact that a school is black does not mean
- that it is the product of a constitutional violation. A
- -racial imbalance does not itself establish a violation of
- the Constitution.- United States v. Fordice, 505 U. S.
- ___, ___ (1992) (Thomas, J., concurring) (slip op., at 2).
- Instead, in order to find unconstitutional segregation, we
- require that plaintiffs -prove all of the essential ele-
- ments of de jure segregation-that is, stated simply, a
- current condition of segregation resulting from inten-
- tional state action directed specifically to the [allegedly
- segregated] schools.- Keyes v. School Dist. No. 1,
- Denver, 413 U. S. 189, 205-206 (1973) (emphasis added).
- -[T]he differentiating factor between de jure segregation
- and so-called de facto segregation . . . is purpose or
- intent to segregate.- Id., at 208 (emphasis in original).
- In the present case, the District Court inferred a
- continuing constitutional violation from two primary
- facts: the existence of de jure segregation in the KCMSD
- prior to 1954, and the existence of de facto segregation
- today. The District Court found that in 1954, the
- KCMSD operated 16 segregated schools for black
- students, and that in 1974 39 schools in the district
- were more than 90% black. Desegregation efforts
- reduced this figure somewhat, but the District Court
- stressed that 24 schools remained -racially isolated,-
- that is, more than 90% black, in 1983-1984. Jenkins v.
- Missouri, 593 F. Supp. 1485, 1492-1493 (WD Mo. 1984).
- For the District Court, it followed that the KCMSD had
- not dismantled the dual system entirely. Id., at 1493.
- The District Court also concluded that because of the
- KCMSD's failure to -become integrated on a system-wide
- basis,- the dual system still exerted -lingering effects-
- upon KCMSD black students, whose -general attitude of
- inferiority- produced -low achievement . . . which
- ultimately limits employment opportunities and causes
- poverty.- Id., at 1492.
- Without more, the District Court's findings could not
- have supported a finding of liability against the state.
- It should by now be clear that the existence of one-race
- schools is not by itself an indication that the State is
- practicing segregation. See, e.g., Swann v. Charlotte-
- Mecklenburg Bd. of Ed., 402 U. S. 1, 26 (1971); Pasa-
- dena City Bd. of Ed. v. Spangler, 427 U. S. 424,
- 435-437 (1976); Freeman v. Pitts, 503 U. S. 467,
- 493-494 (1992). The continuing -racial isolation- of
- schools after de jure segregation has ended may well
- reflect voluntary housing choices or other private
- decisions. Here, for instance, the demography of the
- entire KCMSD has changed considerably since 1954.
- Though blacks accounted for only 18.9% of KCMSD's
- enrollment in 1954, by 1983-1984 the school district was
- 67.7% black. 593 F. Supp., at 1492, 1495. That certain
- schools are overwhelmingly black in a district that is
- now more than two-thirds black is hardly a sure sign of
- intentional state action.
- In search of intentional state action, the District Court
- linked the State and the dual school system of 1984 in
- two ways. First, the Court found that -[i]n the past-
- the State had placed its -imprimatur on racial discrimi-
- nation.- As the Court explained, laws from the Jim
- Crow era created -an atmosphere in which . . . private
- white individuals could justify their bias and prejudice
- against blacks,- with the possible result that private
- realtors, bankers, and insurers engaged in more discrim-
- inatory activities than would otherwise have occurred.
- 593 F. Supp., at 1503. But the District Court itself ac-
- knowledged that the State's alleged encouragement of
- private discrimination was a fairly tenuous basis for
- finding liability. Ibid. The District Court therefore
- rested the State's liability on the simple fact that the
- State had intentionally created the dual school system
- before 1954, and had failed to fulfill -its affirmative duty
- of disestablishing a dual school system subsequent to
- 1954.- Id., at 1504. According to the District Court,
- the schools whose student bodies were more than 90%
- black constituted -vestiges- of the prior de jure segrega-
- tion, which the State and the KCMSD had an obligation
- to eliminate. Id., at 1504, 1506. Later, in the course of
- issuing its first -remedial- order, the District Court
- added that a -system wide reduction in student achieve-
- ment in the schools of . . . KCMSD- was also a vestige
- of the prior de jure segregation. Jenkins v. Missouri,
- 639 F. Supp. 19, 24 (WD Mo. 1985) (emphasis deleted).
- In a subsequent order, the District Court indicated that
- post-1954 -white flight- was another vestige of the pre-
- 1954 segregated system. 1 App. 126.
- In order for a -vestige- to supply the ground for an
- exercise of remedial authority, it must be clearly
- traceable to the dual school system. The -vestiges of
- segregation that are the concern of the law in a school
- case may be subtle and intangible but nonetheless they
- must be so real that they have a causal link to the de
- jure violation being remedied.- Freeman v. Pitts, 503
- U. S., at 406. District Courts must not confuse the
- consequences of de jure segregation with the results of
- larger social forces or of private decisions. -It is simply
- not always the case that demographic forces causing
- population change bear any real and substantial relation
- to a de jure violation.- Ibid.; accord, id., at 501 (Scalia,
- J., concurring); Columbus Bd. of Ed. v. Penick, 443
- U. S. 449, 512 (1979) (Rehnquist, J., dissenting);
- Pasadena City Bd. of Ed. v. Spangler, supra, at 435-436.
- As state-enforced segregation recedes farther into the
- past, it is more likely that -these kinds of continuous
- and massive demographic shifts,- Freeman, 503 U. S., at
- 495, will be the real source of racial imbalance or of
- poor educational performance in a school district. And
- as we have emphasized, -[i]t is beyond the authority
- and beyond the practical ability of the federal courts to
- try to counteract- these social changes. Ibid.
- When a district court holds the State liable for
- discrimination almost 30 years after the last official
- state action, it must do more than show that there are
- schools with high black populations or low test scores.
- Here, the district judge did not make clear how the high
- black enrollments in certain schools were fairly traceable
- to the State of Missouri's actions. I do not doubt that
- Missouri maintained the despicable system of segrega-
- tion until 1954. But I question the District Court's
- conclusion that because the State had enforced segrega-
- tion until 1954, its actions, or lack thereof, proximately
- caused the -racial isolation- of the predominantly black
- schools in 1984. In fact, where, as here, the finding of
- liability comes so late in the day, I would think it
- incumbent upon the District Court to explain how more
- recent social or demographic phenomena did not cause
- the -vestiges.- This the District Court did not do.
-
- B
- Without a basis in any real finding of intentional
- government action, the District Court's imposition of
- liability upon the State of Missouri improperly rests
- upon a theory that racial imbalances are unconstitu-
- tional. That is, the court has -indulged the presump-
- tion, often irrebuttable in practice, that a presently
- observed [racial] imbalance has been proximately caused
- by intentional state action during the prior de jure era.-
- United States v. Fordice, 505 U. S., at ___ (Thomas, J.,
- concurring) (slip op., at 2) (citing Dayton Bd. of Ed. v.
- Brinkman, 443 U. S. 526, 537 (1979), and Keyes v.
- School Dist. No. 1, 413 U. S., at 211). In effect, the
- court found that racial imbalances constituted an
- ongoing constitutional violation that continued to inflict
- harm on black students. This position appears to rest
- upon the idea that any school that is black is inferior,
- and that blacks cannot succeed without the benefit of
- the company of whites.
- The District Court's willingness to adopt such stereo-
- types stemmed from a misreading of our earliest school
- desegregation case. In Brown v. Board of Education,
- 347 U. S. 483 (1954) (Brown I), the Court noted several
- psychological and sociological studies purporting to show
- that de jure segregation harmed black students by
- generating -a feeling of inferiority- in them. Seizing
- upon this passage in Brown I, the District Court
- asserted that -forced segregation ruins attitudes and is
- inherently unequal.- 593 F. Supp., at 1492. The
- District Court suggested that this inequality continues
- in full force even after the end of de jure segregation:
- -The general attitude of inferiority among blacks
- produces low achievement which ultimately limits
- employment opportunities and causes poverty.
- While it may be true that poverty results in low
- achievement regardless of race, it is undeniable that
- most poverty-level families are black. The District
- stipulated that as of 1977 they had not eliminated
- all the vestiges of the prior dual system. The Court
- finds the inferior education indigenous of the state-
- compelled dual school system has lingering effects in
- the [KCMSD].- Ibid. (citations omitted).
- Thus, the District Court seemed to believe that black
- students in the KCMSD would continue to receive an
- -inferior education- despite the end of de jure segrega-
- tion, as long as de facto segregation persisted. As the
- District Court later concluded, compensatory educational
- programs were necessary -as a means of remedying
- many of the educational problems which go hand in
- hand with racially isolated minority student popula-
- tions.- 639 F. Supp., at 25. Such assumptions and any
- social science research upon which they rely certainly
- cannot form the basis upon which we decide matters of
- constitutional principle.
- It is clear that the District Court misunderstood the
- meaning of Brown I. Brown I did not say that -racially
- isolated- schools were inherently inferior; the harm that
- it identified was tied purely to de jure segregation, not
- de facto segregation. Indeed, Brown I itself did not need
- to rely upon any psychological or social-science research
- in order to announce the simple, yet fundamental truth
- that the Government cannot discriminate among its
- citizens on the basis of race. See McConnell,
- Originalism and the Desegregation Decisions, 81 Va. L.
- Rev. 947 (1995). As the Court's unanimous opinion
- indicated: -[I]n the field of public education the doctrine
- of `separate but equal' has no place. Separate educa-
- tional facilities are inherently unequal.- Brown I, 347
- U. S., at 495. At the heart of this interpretation of the
- Equal Protection Clause lies the principle that the
- Government must treat citizens as individuals, and not
- as members of racial, ethnic or religious groups. It is
- for this reason that we must subject all racial classifica-
- tions to the strictest of scrutiny, which (aside from two
- decisions rendered in the midst of wartime, see
- Hirabayashi v. United States, 320 U. S. 81 (1943);
- Korematsu v. United States, 323 U. S. 214 (1944)) has
- proven automatically fatal.
- Segregation was not unconstitutional because it might
- have caused psychological feelings of inferiority. Public
- school systems that separated blacks and provided them
- with superior educational resources-making blacks
- -feel- superior to whites sent to lesser schools-would
- violate the Fourteenth Amendment, whether or not the
- white students felt stigmatized, just as do school
- systems in which the positions of the races are reversed.
- Psychological injury or benefit is irrelevant to the ques-
- tion whether state actors have engaged in intentional
- discrimination-the critical inquiry for ascertaining
- violations of the Equal Protection Clause. The judiciary
- is fully competent to make independent determinations
- concerning the existence of state action without the
- unnecessary and misleading assistance of the social
- sciences.
- Regardless of the relative quality of the schools,
- segregation violated the Constitution because the State
- classified students based on their race. Of course,
- segregation additionally harmed black students by
- relegating them to schools with substandard facilities
- and resources. But neutral policies, such as local school
- assignments, do not offend the Constitution when
- individual private choices concerning work or residence
- produce schools with high black populations. See Keyes
- v. School Dist. No. 1, 413 U. S., at 211. The Constitu-
- tion does not prevent individuals from choosing to live
- together, to work together, or to send their children to
- school together, so long as the State does not interfere
- with their choices on the basis of race.
- Given that desegregation has not produced the
- predicted leaps forward in black educational achieve-
- ment, there is no reason to think that black students
- cannot learn as well when surrounded by members of
- their own race as when they are in an integrated
- environment. Indeed, it may very well be that what has
- been true for historically black colleges is true for black
- middle and high schools. Despite their origins in -the
- shameful history of state-enforced segregation,- these
- institutions can be -`both a source of pride to blacks who
- have attended them and a source of hope to black
- families who want the benefits of . . . learning for their
- children.'- Fordice, 505 U. S., at ___ (Thomas, J.,
- concurring) (slip op., at 4). Because of their -distinctive
- histories and traditions,- id., at ___ (slip op., at 5), black
- schools can function as the center and symbol of black
- communities, and provide examples of independent black
- leadership, success, and achievement.
- Thus, even if the District Court had been on firmer
- ground in identifying a link between the KCMSD's pre-
- 1954 de jure segregation and the present -racial isola-
- tion- of some of the district's schools, mere de facto
- segregation (unaccompanied by discriminatory inequali-
- ties in educational resources) does not constitute a
- continuing harm after the end of de jure segregation.
- -Racial isolation- itself is not a harm; only state-enforced
- segregation is. After all, if separation itself is a harm,
- and if integration therefore is the only way that blacks
- can receive a proper education, then there must be
- something inferior about blacks. Under this theory,
- segregation injures blacks because blacks, when left on
- their own, cannot achieve. To my way of thinking, that
- conclusion is the result of a jurisprudence based upon a
- theory of black inferiority.
- This misconception has drawn the courts away from
- the important goal in desegregation. The point of the
- Equal Protection Clause is not to enforce strict race-
- mixing, but to ensure that blacks and whites are treated
- equally by the State without regard to their skin color.
- The lower courts should not be swayed by the easy
- answers of social science, nor should they accept the
- findings, and the assumptions, of sociology and psycho-
- logy at the price of constitutional principle.
-
- II
- We have authorized the district courts to remedy past
- de jure segregation by reassigning students in order to
- eliminate or decrease observed racial imbalances, even
- if present methods of pupil assignment are facially
- neutral. See Swann v. Charlotte-Mecklenburg Bd. of
- Ed., 402 U. S. 1 (1971); Green v. School Bd. of New
- Kent County, 391 U. S. 430 (1968). The District Court
- here merely took this approach to its logical next step.
- If racial proportions are the goal, then schools must
- improve their facilities to attract white students until
- the district's racial balance is restored to the -right-
- proportions. Thus, fault for the problem we correct
- today lies not only with a twisted theory of racial
- injuries, but also with our approach to the remedies
- necessary to correct racial imbalances.
- The District Court's unwarranted focus on the psycho-
- logical harm to blacks and on racial imbalances has
- been only half of the tale. Not only did the court
- subscribe to a theory of injury that was predicated on
- black inferiority, it also married this concept of liability
- to our expansive approach to remedial powers. We have
- given the federal courts the freedom to use any measure
- necessary to reverse problems-such as racial isolation
- or low educational achievement-that have proven stub-
- bornly resistant to government policies. We have not
- permitted constitutional principles such as federalism or
- the separation of powers to stand in the way of our
- drive to reform the schools. Thus, the District Court
- here ordered massive expenditures by local and state
- authorities, without congressional or executive authoriza-
- tion and without any indication that such measures
- would attract whites back to KCMSD or raise KCMSD
- test scores. The time has come for us to put the genie
- back in the bottle.
-
- A
- The Constitution extends -[t]he judicial Power of the
- United States- to -all Cases, in Law and Equity, arising
- under this Constitution, the Laws of the United States,
- and Treaties made . . . under their Authority.- Art. III,
- 1, 2. I assume for purposes of this case that the
- remedial authority of the federal courts is inherent in
- the -judicial Power,- as there is no general equitable
- remedial power expressly granted by the Constitution or
- by statute. As with any inherent judicial power,
- however, we ought to be reluctant to approve its
- aggressive or extravagant use, and instead we should
- exercise it in a manner consistent with our history and
- traditions. See Chambers v. NASCO, Inc., 501 U. S. 32,
- 63-76 (1991) (Kennedy, J., dissenting); Young v. United
- States ex rel. Vuitton et Fils S.A., 481 U. S. 787,
- 815-825 (1987) (Scalia, J., concurring in judgment).
- Motivated by our worthy desire to eradicate segrega-
- tion, however, we have disregarded this principle and
- given the courts unprecedented authority to shape a
- remedy in equity. Although at times we have invali-
- dated a decree as beyond the bounds of an equitable
- remedy, see Milliken v. Bradley, 418 U. S. 717 (1974)
- (Milliken I), these instances have been far outnumbered
- by the expansions in the equity power. In United States
- v. Montgomery Cty. Bd. of Ed., 395 U. S. 225 (1969), for
- example, we allowed federal courts to desegregate faculty
- and staff according to specific mathematical ratios, with
- the ultimate goal that each school in the system would
- have roughly the same proportions of white and black
- faculty. In Swann v. Charlotte-Mecklenburg Bd. of Ed.,
- 402 U. S. 1 (1971), we permitted federal courts to order
- busing, to set racial targets for school populations, and
- to alter attendance zones. And in Milliken v. Bradley,
- 433 U. S. 267 (1977) (Milliken II), we approved the use
- of remedial or compensatory education programs paid for
- by the State.
- In upholding these court-ordered measures, we
- indicated that trial judges had virtually boundless
- discretion in crafting remedies once they had identified
- a constitutional violation. As Swann put it, -[o]nce a
- right and a violation have been shown, the scope of a
- district court's equitable powers to remedy past wrongs
- is broad, for breadth and flexibility are inherent in
- equitable remedies.- 402 U. S., at 15. We did say that
- -the nature of the violation determines the scope of the
- remedy,- id., at 16, but our very next sentence signaled
- how weak that limitation was: -[i]n default by the school
- authorities of their obligation to proffer acceptable
- remedies, a district court has broad power to fashion a
- remedy that will assure a unitary school system.- Ibid.
- It is perhaps understandable that we permitted the
- lower courts to exercise such sweeping powers. Al-
- though we had authorized the federal courts to work
- toward -a system of determining admission to the public
- schools on a nonracial basis- in Brown v. Board of
- Education, 349 U. S. 294, 300-301 (1955) (Brown II),
- resistance to Brown I produced little desegregation by
- the time we decided Green v. School Board of New Kent
- County, supra. Our impatience with the pace of deseg-
- regation and with the lack of a good-faith effort on the
- part of school boards led us to approve such extraordi-
- nary remedial measures. But such powers should have
- been temporary and used only to overcome the wide-
- spread resistance to the dictates of the Constitution.
- The judicial overreaching we see before us today perhaps
- is the price we now pay for our approval of such
- extraordinary remedies in the past.
- Our prior decision in this litigation suggested that we
- would approve the continued use of these expansive
- powers even when the need for their exercise had
- disappeared. In Missouri v. Jenkins, 495 U. S. 33
- (1990) (Jenkins I), the District Court in this case had
- ordered an increase in local property taxes in order to
- fund its capital improvements plan. KCMSD, which had
- been ordered by the Court to finance 25% of the plan,
- could not pay its share due to state constitutional and
- statutory provisions placing a cap on property taxes.
- Id., at 38, 41. Although we held that principles of
- comity barred the District Court from imposing the tax
- increase itself (except as a last resort), we also con-
- cluded that the Court could order KCMSD to raise
- taxes, and could enjoin the state laws preventing
- KCMSD from doing so. With little analysis, we held
- that -a court order directing a local government body to
- levy its own taxes is plainly a judicial act within the
- power of a federal court.- Id., at 55.
- Our willingness to unleash the federal equitable power
- has reached areas beyond school desegregation. Federal
- courts have used -structural injunctions,- as they are
- known, not only to supervise our Nation's schools, but
- also to manage prisons, see Hutto v. Finney, 437 U. S.
- 678 (1978), mental hospitals, Thomas S. v. Flaherty, 902
- F. 2d 250 (CA4), cert. denied, 498 U. S. 951 (1990), and
- public housing, Hills v. Gautreaux, 425 U. S. 284 (1976).
- See generally D. Horowitz, The Courts and Social Policy
- 4-9 (1977). Judges have directed or managed the recon-
- struction of entire institutions and bureaucracies, with
- little regard for the inherent limitations on their
- authority.
-
- B
- Such extravagant uses of judicial power are at odds
- with the history and tradition of the equity power and
- the Framers' design. The available historical records
- suggest that the Framers did not intend federal equita-
- ble remedies to reach as broadly as we have permitted.
- Anticipating the growth of our modern doctrine, the
- Anti-Federalists criticized the Constitution because it
- might be read to grant broad equitable powers to the
- federal courts. In response, the defenders of the
- Constitution -sold- the new framework of government to
- the public by espousing a narrower interpretation of the
- equity power. When an attack on the Constitution is
- followed by an open Federalist effort to narrow the
- provision, the appropriate conclusion is that the drafters
- and ratifiers of the Constitution approved the more
- limited construction offered in response. See McIntyre
- v. Ohio Elections Commission, 514 U. S. ___, ___ (1995)
- (Thomas, J., concurring in judgment) (slip op., at 10).
- The rise of the English equity courts as an alternative
- to the rigors of the common law, and the battle between
- the courts of equity and the courts of common law, is by
- now a familiar tale. See T. Plucknett, A Concise
- History of the Common Law 191-198, 673-694 (5th ed.
- 1956). By the middle of the 18th century, equity had
- developed into a precise legal system encompassing
- certain recognized categories of cases, such as those
- involving special property forms (trusts) or those in
- which the common law did not provide relief (fraud,
- forgery, or mistake). See 5 W. Holdsworth, History of
- English Law 300-338 (1927); S. Milsom, Historical
- Foundations of the Common Law 85-87 (1969); J. Baker,
- An Introduction to English Legal History 93-95 (2d ed.
- 1979). In this fixed system, each of these specific
- actions then called for a specific equitable remedy.
- Blackstone described the principal differences between
- courts of law and courts of equity as lying only in the
- -modes of administering justice,---in the mode of proof,
- the mode of trial, and the mode of relief.- 3 W.
- Blackstone, Commentaries 436 (1768). As to the last,
- the English jurist noted that courts of equity held a
- concurrent jurisdiction when there is a -want of a more
- specific remedy, than can be obtained in the courts of
- law.- Id., at 438. Throughout his discussion, Black-
- stone emphasized that courts of equity must be governed
- by rules and precedents no less than the courts of law.
- -[I]f a court of equity were still at sea, and floated upon
- the occasional opinion which the judge who happened to
- preside might entertain of conscience in every particular
- case, the inconvenience that would arise from this
- uncertainty, would be a worse evil than any hardship
- that could follow from rules too strict and inflexible.-
- Id., at 440. If their remedial discretion had not been
- cabined, Blackstone warned, equity courts would have
- undermined the rule of law and produced arbitrary
- government. -[The judiciary's] powers would have
- become too arbitrary to have been endured in a country
- like this, which boasts of being governed in all respects
- by law and not by will.- Ibid. (footnote omitted); see
- also 1 id., at 61-62.
- So cautioned, the Framers approached equity with
- suspicion. As Thomas Jefferson put it, -Relieve the
- judges from the rigour of text law, and permit them,
- with pretorian discretion, to wander into it's equity, and
- the whole legal system becomes incertain.- 9 Papers of
- Thomas Jefferson 71 (J. Boyd ed. 1954). Suspicion of
- judicial discretion led to criticism of Article III during
- the ratification of the Constitution. Anti-Federalists
- attacked the Constitution's extension of the federal
- judicial power to -Cases, in Law and Equity,- arising
- under the Constitution and federal statutes. According
- to the Anti-Federalists, the reference to equity granted
- federal judges excessive discretion to deviate from the
- requirements of the law. Said the -Federal Farmer,- -by
- thus joining the word equity with the word law, if we
- mean any thing, we seem to mean to give the judge a
- discretionary power.- Federal Farmer No. 15, January
- 18, 1788, in 2 The Complete Anti-Federalist 322 (H.
- Storing ed. 1981) (hereinafter Storing). He hoped that
- the Constitution's mention of equity jurisdiction was not
- -intended to lodge an arbitrary power or discretion in
- the judges, to decide as their conscience, their opinions,
- their caprice, or their politics might dictate.- Id., at
- 322-323. Another Anti-Federalist, Brutus, argued that
- the equity power would allow federal courts to -explain
- the constitution according to the reasoning spirit of it,
- without being confined to the words or letter.- Brutus
- No. 11, January 31, 1788, id., at 419. This, predicted
- Brutus, would result in the growth of federal power and
- the -entire subversion of the legislative, executive and
- judicial powers of the individual states.- Id., at 420.
- See G. McDowell, Equity and the Constitution 43-44
- (1982).
- These criticisms provoked a Federalist response that
- explained the meaning of Article III's words. Answering
- the Anti-Federalist challenge in The Federalist Papers,
- Alexander Hamilton described the narrow role that the
- federal judicial power would play. Initially, Hamilton
- conceded that the federal courts would have some
- freedom in interpreting the laws and that federal judges
- would have lifetime tenure. The Federalist No. 78,
- p. 528 (J. Cooke ed. 1961). Nonetheless, Hamilton
- argued (as Blackstone had in describing the English
- equity courts) that rules and established practices would
- limit and control the judicial power: -To avoid an
- arbitrary discretion in the courts, it is indispensable that
- they should be bound down by strict rules and prece-
- dents, which serve to define and point out their duty in
- every particular case that comes before them.- Id., at
- 529. Cf. 1 J. Story, Commentaries on Equity Jurispru-
- dence 18-20, pp. 15-17 (I. Redfield 9th ed. 1866).
- Hamilton emphasized that -[t]he great and primary use
- of a court of equity is to give relief in extraordinary
- cases,- and that -the principles by which that relief is
- governed are now reduced to a regular system.- The
- Federalist No. 83, at 569, and n.
- In response to Anti-Federalist concerns that equity
- would permit federal judges an unchecked discretion,
- Hamilton explicitly relied upon the precise nature of the
- equity system that prevailed in England and had been
- transplanted in America. Equity jurisdiction was
- necessary, Hamilton argued, because litigation -between
- individuals- often would contain claims of -fraud, acci-
- dent, trust or hardship, which would render the matter
- an object of equitable, rather than of legal jurisdiction.-
- Id., No. 80, at 539. -In such cases,- Hamilton con-
- cluded, -where foreigners were concerned on either side,
- it would be impossible for the federal judicatories to do
- justice without an equitable, as well as a legal jurisdic-
- tion.- Id., at 540. Thus, Hamilton sought to narrow the
- expansive Anti-Federalist reading of inherent judicial
- equity power by demonstrating that the defined nature
- of the English and colonial equity system-with its
- specified claims and remedies-would continue to exist
- under the federal judiciary. In line with the prevailing
- understanding of equity at the time, Hamilton described
- Article III -equity- as a jurisdiction over certain types of
- cases rather than as a broad remedial power. Hamilton
- merely repeated the well-known principle that equity
- would be controlled no less by rules and practices than
- was the common law.
- In light of this historical evidence, it should come as
- no surprise that there is no early record of the exercise
- of broad remedial powers. Certainly there were no
- -structural injunctions- issued by the federal courts, nor
- were there any examples of continuing judicial supervi-
- sion and management of governmental institutions.
- Such exercises of judicial power would have appeared to
- violate principles of state sovereignty and of the separa-
- tion of powers as late in the day as the turn of the
- century. -Born out of the desegregation litigation in the
- 1950's and 1960's, suits for affirmative injunctions were
- virtually unknown when the Court decided Ex parte
- Young, [209 U. S. 123, 158 (1908).]- Dwyer, Pendent
- Jurisdiction and the Eleventh Amendment, 75 Cal. L.
- Rev. 129, 162 (1987) (footnotes omitted). Indeed, it
- appears that the framers continued to follow English
- equity practice well after the Ratification. See, e.g.,
- Robinson v. Campbell, 3 Wheat. 212, 221-223 (1818).
- At the very least, given the Federalists' public explana-
- tion during the ratification of the federal equity power,
- we should exercise the power to impose equitable
- remedies only sparingly, subject to clear rules guiding
- its use.
-
- C
- Two clear restraints on the use of the equity power-
- federalism and the separation of powers-derive from
- the very form of our Government. Federal courts should
- pause before using their inherent equitable powers to
- intrude into the proper sphere of the States. We have
- long recognized that education is primarily a concern of
- local authorities. -[L]ocal autonomy of school districts is
- a vital national tradition.- Dayton Bd. of Ed. v. Brink-
- man, 433 U. S. 406, 410 (1977); see also United States
- v. Lopez, 514 U. S. ___, ___ (1995) (slip op., at 14)
- (Kennedy, J., concurring); Milliken I, 418 U. S., at
- 741-742; San Antonio Independent School Dist. v. Rodri-
- guez, 411 U. S. 1, 50 (1973); ante, at 11 (O'Connor, J.,
- concurring). A structural reform decree eviscerates a
- State's discretionary authority over its own program and
- budgets and forces state officials to reallocate state
- resources and funds to the desegregation plan at the
- expense of other citizens, other government programs,
- and other institutions not represented in court. See
- Dwyer, supra, at 163. When District Courts seize
- complete control over the schools, they strip state and
- local governments of one of their most important
- governmental responsibilities, and thus deny their
- existence as independent governmental entities.
- Federal courts do not possess the capabilities of state
- and local governments in addressing difficult educational
- problems. State and local school officials not only bear
- the responsibility for educational decisions, they also are
- better equipped than a single federal judge to make the
- day-to-day policy, curricular, and funding choices
- necessary to bring a school district into compliance with
- the Constitution. See Wright v. Council of City of
- Emporia, 407 U. S. 451, 477-478 (1972) (Burger, C. J.,
- dissenting). Federal courts simply cannot gather
- sufficient information to render an effective decree, have
- limited resources to induce compliance, and cannot seek
- political and public support for their remedies. See
- generally P. Schuck, Suing Government 150-181 (1983).
- When we presume to have the institutional ability to set
- effective educational, budgetary, or administrative policy,
- we transform the least dangerous branch into the most
- dangerous one.
- The separation of powers imposes additional restraints
- on the judiciary's exercise of its remedial powers. To be
- sure, this is not a case of one branch of Government
- encroaching on the prerogatives of another, but rather
- of the power of the Federal Government over the States.
- Nonetheless, what the federal courts cannot do at the
- federal level they cannot do against the States; in either
- case, Article III courts are constrained by the inherent
- constitutional limitations on their powers. There simply
- are certain things that courts, in order to remain courts,
- cannot and should not do. There is no difference
- between courts running school systems or prisons and
- courts running executive branch agencies.
- In this case, not only did the district court exercise
- the legislative power to tax, it also engaged in budget-
- ing, staffing, and educational decisions, in judgments
- about the location and aesthetic quality of the schools,
- and in administrative oversight and monitoring. These
- functions involve a legislative or executive, rather than
- a judicial, power. See generally Jenkins I, 495 U. S., at
- 65-81 (Kennedy, J., concurring in part and concurring
- in judgment); Nagel, Separation of Powers and the Scope
- of Federal Equitable Remedies, 30 Stan. L. Rev. 661
- (1978). As Alexander Hamilton explained the limited
- authority of the federal courts: -The courts must declare
- the sense of the law; and if they should be disposed to
- exercise WILL instead of JUDGMENT, the consequence
- would equally be the substitution of their pleasure to
- that of the legislative body.- The Federalist No. 78, at
- 526. Federal judges cannot make the fundamentally
- political decisions as to which priorities are to receive
- funds and staff, which educational goals are to be
- sought, and which values are to be taught. When
- federal judges undertake such local, day-to-day tasks,
- they detract from the independence and dignity of the
- federal courts and intrude into areas in which they have
- little expertise. Cf. Mishkin, Federal Courts as State
- Reformers, 35 Wash. & Lee L. Rev. 949 (1978).
- It is perhaps not surprising that broad equitable
- powers have crept into our jurisprudence, for they vest
- judges with the discretion to escape the constraints and
- dictates of the law and legal rules. But I believe that
- we must impose more precise standards and guidelines
- on the federal equitable power, not only to restore
- predictability to the law and reduce judicial discretion,
- but also to ensure that constitutional remedies are
- actually targeted toward those who have been injured.
-
- D
- The dissent's approval of the District Court's treat-
- ment of salary increases is typical of this Court's failure
- to place limits on the equitable remedial power. The
- dissent frames the inquiry thus: -[t]he only issue, then,
- is whether the salary increases ordered by the District
- Court have been reasonably related towards achieving-
- the goal of remedying a systemwide reduction in student
- achievement, -keeping in mind the broad discretion
- enjoyed by the District Court in exercising its equitable
- powers.- Post, at 18. In response to its question, the
- dissent concludes that -it is difficult to see how the
- District Court abused its discretion- in either the 1992
- or 1993 orders, post, at 19, and characterizes the lower
- court's orders as -beyond reproach,- post, at 21. When
- the standard of review is as vague as whether -federal-
- court decrees . . . directly address and relate to the
- constitutional violation,- Milliken II, 433 U. S., at
- 281-282, it is difficult to ever find a remedial order
- -unreasonable.- Such criteria provide District Courts
- with little guidance, and provide appellate courts few
- principles with which to review trial court decisions. If
- the standard reduces to what one believes is a -fair-
- remedy, or what vaguely appears to be a good -fit-
- between violation and remedy, then there is little hope
- of imposing the constraints on the equity power that the
- framers envisioned and that our constitutional system
- requires.
- Contrary to the dissent's conclusion, the District
- Court's remedial orders are in tension with two common-
- sense principles. First, the District Court retained
- jurisdiction over the implementation and modification of
- the remedial decree, instead of terminating its involve-
- ment after issuing its remedy. Although briefly men-
- tioned in Brown II as a temporary measure to overcome
- local resistance to desegregation, 349 U. S., at 301
- (-[d]uring this period of transition, the courts will retain
- jurisdiction-), this concept of continuing judicial involve-
- ment has permitted the District Courts to revise their
- remedies constantly in order to reach some broad,
- abstract, and often elusive goal. Not only does this
- approach deprive the parties of finality and a clear
- understanding of their responsibilities, but it also tends
- to inject the judiciary into the day-to-day management
- of institutions and local policies-a function that lies
- outside of our Article III competence. Cf. Fuller, The
- Forms and Limits of Adjudication, 92 Harv. L. Rev. 353
- (1978).
- Much of the District Court's overreaching in this case
- occurred because it employed this hit-or-miss method to
- shape, and reshape, its remedial decree. Using its
- authority of continuing jurisdiction, the Court pursued
- its goal of decreasing -racial isolation- regardless of the
- cost or of the difficulties of engineering demographic
- changes. Wherever possible, district courts should focus
- their remedial discretion on devising and implementing
- a unified remedy in a single decree. This method would
- still provide the lower courts with substantial flexibility
- to tailor a remedy to fit a violation, and courts could
- employ their contempt power to ensure compliance. To
- ensure that they do not overstep the boundaries of their
- Article III powers, however, district courts should refrain
- from exercising their authority in a manner that
- supplants the proper sphere reserved to the political
- branches, who have a coordinate duty to enforce the
- Constitution's dictates, and to the States, whose author-
- ity over schools we have long sought to preserve. Only
- by remaining aware of the limited nature of its remedial
- powers, and by giving the respect due to other govern-
- mental authorities, can the Judiciary ensure that its
- desire to do good will not tempt it into abandoning its
- limited role in our constitutional Government.
- Second, the District Court failed to target its equitable
- remedies in this case specifically to cure the harm
- suffered by the victims of segregation. Of course, the
- initial and most important aspect of any remedy will be
- to eliminate any invidious racial distinctions in matters
- such as student assignments, transportation, staff,
- resource allocation, and activities. This element of most
- desegregation decrees is fairly straightforward and has
- not produced many examples of overreaching by the
- district courts. It is the -compensatory- ingredient in
- many desegregation plans that has produced many of
- the difficulties in the case before us.
- Having found that segregation -has caused a system
- wide reduction in student achievement in the schools of
- the KCMSD,- 639 F. Supp., at 24, the District Court
- ordered the series of magnet school plans, educational
- programs, and capital improvements that the Court
- criticizes today because of their interdistrict nature. In
- ordering these programs, the District Court exceeded its
- authority by benefitting those who were not victims of
- discriminatory conduct. KCMSD as a whole may have
- experienced reduced achievement levels, but raising the
- test scores of the entire district is a goal that is not
- sufficiently tailored to restoring the victims of segrega-
- tion to the position they would have occupied absent
- discrimination. A school district cannot be discriminated
- against on the basis of its race, because a school district
- has no race. It goes without saying that only individu-
- als can suffer from discrimination, and only individuals
- can receive the remedy.
- Of course, a district court may see fit to order neces-
- sary remedies that have the side effect of benefitting
- those who were not victims of segregation. But the
- court cannot order broad remedies that indiscriminately
- benefit a school district as a whole, rather than the
- individual students who suffered from discrimination.
- Not only do such remedies tend to indicate -efforts to
- achieve broader purposes lying beyond- the scope of the
- violation, Swann, 402 U. S., at 22, but they also force
- state and local governments to work toward the benefit
- of those who have suffered no harm from their actions.
- To ensure that district courts do not embark on such
- broad initiatives in the future, we should demand that
- remedial decrees be more precisely designed to benefit
- only those who have been victims of segregation. Race-
- conscious remedies for discrimination not only must
- serve a compelling governmental interest (which is met
- in desegregation cases), but also must be narrowly
- tailored to further that interest. See Richmond v. J. A.
- Croson Co., 488 U. S. 469, 509-510 (1989) (plurality
- opinion). In the absence of special circumstances, the
- remedy for de jure segregation ordinarily should not
- include educational programs for students who were not
- in school (or were even alive) during the period of
- segregation. Although I do not doubt that all KCMSD
- students benefit from many of the initiatives ordered by
- the court below, it is for the democratically accountable
- state and local officials to decide whether they are to be
- made available even to those who were never harmed by
- segregation.
-
- III
- This Court should never approve a State's efforts to
- deny students, because of their race, an equal opportuni-
- ty for an education. But the federal courts also should
- avoid using racial equality as a pretext for solving social
- problems that do not violate the Constitution. It seems
- apparent to me that the District Court undertook the
- worthy task of providing a quality education to the
- children of KCMSD. As far as I can tell, however, the
- District Court sought to bring new funds and facilities
- into the KCMSD by finding a constitutional violation on
- the part of the State where there was none. Federal
- courts should not lightly assume that States have caused
- -racial isolation- in 1984 by maintaining a segregated
- school system in 1954. We must forever put aside the
- notion that simply because a school district today is
- black, it must be educationally inferior.
- Even if segregation were present, we must remember
- that a deserving end does not justify all possible means.
- The desire to reform a school district, or any other
- institution, cannot so captivate the Judiciary that it
- forgets its constitutionally mandated role. Usurpation of
- the traditionally local control over education not only
- takes the judiciary beyond its proper sphere, it also
- deprives the States and their elected officials of their
- constitutional powers. At some point, we must recognize
- that the judiciary is not omniscient, and that all
- problems do not require a remedy of constitutional
- proportions.
-